) MD&A of Q1/2020 (7) the annual registration statement for the year 2019 (Form 56-1) (8) the annual report for the year 2019 (Form 56-2). The Criminal Court sentenced the accused to pay a fine of
sentenced the accused to pay a fine of Baht 89,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 44,500 and a further fine of Baht 100 each day starting from
) the rectified annual registration statement for the year 2011 to the SEC and the SET within the specified period. On March 21, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine
SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 357,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution date
sentenced the accused to pay a total fine of Baht 589,500 and a further fine of Baht 500 each day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty
sentenced the accused to pay a fine of Baht 251,200 and a further fine of Baht 600 each day. Since the accused pled quilty, the Court reduced the fines by half, resulting in a fine of Baht 125,600 and a
statement for the year 2016 (Form 56-1,2016), the annual report for the year 2016 (Form 56-2,2016) to the SEC and the SET within specified period. The Criminal Court sentenced the accused to pay a total
accused to pay a total fine of Baht 1,096,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty, the Court
ended December, 2013 to the SEC and the SET within the specified period. On December 24, 2014, the Criminal Court sentenced the accused to pay fines of Baht 272,000 and Baht 258,000 respectively. Since
, contravening Section 343 of the Penal Code. On September 27, 2017, The Supreme Court ruled that the accused operated unlicensed securities business in the name of BENSON DUPONT in violating section 90 of SEA and