securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and
high net worth individual only. To widen investors? investment choices of increasing return or creating variety and complexity of investment strategy, the AI funds will be allowed to invest in
channels, and service of high risk or complexed products. The consultation paper is available until January 31, 2014.The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and
past decade, however, the SEC decided to revise the criteria for the Turnover List preparation. This is to serve as a precaution for risk management and investment in securities with high turnover ratio
bond liquidity, investors’ knowledge on debt securities, intermediaries and market professionals’ duty performance, the development of shared infrastructures and market database, and high-risk debt
Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive
high risk due to price volatility. In case of making such investment, listed companies are advised to do so through licensed digital asset business operators to ensure legal protection. On 17 September
of transmission systems that transport the electricity on the extra high-voltage and high-voltage interconnected System. • Construction and operation of distribution Systems that transport electricity
. For example, high-risk transactions related to clients’ assets would be subject to AAL2.1** while other transactions would be subject to AAL1**. The consultation paper is available at www.sec.or.th
Literacy and QoL Financial Literacy Quality of Life Fintech Adoption Risks and Uncertainty to Adopt New Technology Security Risk Operational Risk Financial Risk Leisure-Freedom-Internal Locus of Control