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การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง head of compliance
อิสระระหว่างประเทศด้านสิ่งแวดล้อม โดยมี Mr. Donald Kanak, Chairman of Prudential Insurance Growth Markets, Mr. Eric Lalo, Head of Sovereign Advisory, Rothschild & Co และ Mr. Ephyro L. Amatong
คุณสมบัติของผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแลการปฏิบัติงาน (head of compliance) (ทลธ. 36/2560)
e-service Online Submission Marketing >> Type Title Section See document Status Notified Date Effective Date 1. Circular SEC.Khor.(Wor) 25/2550 Re: Circular-Guidelines for Renewal of Approval for
Exchange Commission) Report I2 (Report on Status of Investment in Foreign Countries of All Mutual Funds Under Management) 10. Circular 8/2554 28/07/2011 01/08/2011 11. Circular 23/2553 03/08/2010
|- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting |- Fees |- Related Circular Letter Marketing |- Approval and Standards
| - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting Requirements |- Fees |- Related Circular Letter IP/FG |- Appoint/Approval/Code of conducts and Standard Practices |- Reporting |- Fees
/10/2000 3. Circular 31/2546 25/12/2003 4. Circular 3/2546 12/02/2003 5. Circular 14/2544 19/09/2001 6. Circular 25/2544 03/07/2001 7. Circular 18/2544 26/03/2001 8. Circular