Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
e-service Online Submission Derivatives Investment Manager Licensed Derivatives Fund Manager | Registered Derivatives Fund Manager Company Name Head Office Data not found Note : * refers to
manager, an assistant manager, a head of department, a branch manager and also means a person holding any equivalent position called otherwise. In this regard, such persons shall be responsible for a
responsible person under 6.1 Located at the online branch office Not located at the online branch office, being: Officer from the Head Office Branch manager of a full branch office Located at
Online Submission CA - Download Forms / Manuals Derivatives Investment Manager Licensed Derivatives Fund Manager | Registered Derivatives Fund Manager Company Name Head Office 1. KASIKORN ASSET
time, the securities company may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the securities company
for the full-service branch office to share the securities operation unit with the head office or other full-service branch offices. In case of absent of the branch office manager under the first
mean time, the derivatives brokers may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the derivatives