Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
effective cybersecurity plans. SEC Secretary-General Rapee Sucharitakul said: ?Cyber threats are evolving very fast and becoming more complicated. Preventive measures alone may not be enough. It is therefore
capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the
corporate bond business that is usually subject to high costs and time-consuming, complicated processes. The DLT platform can reduce costs and increase efficiency, transparency and competitiveness of
) Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2) Reviewing regulations to be up-to-date and consistent with other regulations on other types
extended to 7 business days as from receiving complete information to reflect need to work on more detailed and complicated information. The consultation paper is available on www.sec.or.th. Stakeholders and
trade AMC shares in concealment to mislead the public to believe that such shares were traded in great volume or that such share price was changed, causing the trading of such shares to be inconsistent
continuously trade shares of Asia Metal PLC (AMC) in concealment to mislead the public to believe that such shares were traded in great volume or that such share price was changed, causing the trading of such
) through fifteen other persons’ trading accounts in concealment to mislead the general public to believe that RICH shares were purchased or sold in great volume or the price of RICH shares had changed at
Limited (MILL) in concealment to mislead the general public to believe that MILL shares were purchased or sold in great volume or the price of MILL shares had changed at that time which was not consistent