risks of fraud and deception by dishonest persons, and preventing the exploitation of digital assets to support illegal transactions. In addition, other objectives of the Emergency Decree are to ensure
Bangkok, December 19, 2012 ? The SEC has encouraged listed firms to join e-Tax Invoice system to help reduce operational costs as well as the chances of fraud and corruption. The electronic system is
) 26 มีนาคม 2567 6 COSO ERM – Performance การป้อง ปราบ ปราม พฤติกรรมไม่เหมาะสม 2024 Fraud Report Source: ACFE, Fraud Magazine, March-April 2024 26 มีนาคม 2567 7 COSO ERM – Performance การป้อง ปราบ ปราม
(Financial Literacy) เสริมทักษะความรู้ความเข้าใจด้านเทคโนโลยีในการใช้บริการด้านตลาดทุน (Digital Literacy) รวมถึงเสริมสร้างภูมิคุ้มกันการถูกหลอกลงทุน (Scam & Fraud/Cyber-crime) เพื่อป้องกันตนเองจากการถูกหลอก
business operators under the royal decree on digital asset https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8532 SEC opens for applications for operating digital asset businesses Both existing
} also admitted that in 2008 she falsely informed her client that she had subscribed new shares issued to existing shareholders (rights issue) despite the client no longer had such shares in his account
not only play an important role in promoting the sustainable quality of the listed companies’ financial reports but also help to reinforce fraud prevention. Over the years, the SEC has collaborated
|- Anti-fraud Provisions (section 98(3)) |- Forward Transactions/OTC Equity Derivatives Transactions (section 98(4)) |- Securities Borrowing and Lending (section 98(5)) |- Short Sale Provisions (section 98
Businesses SEC and Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) Investors' Rights SEC Complaint https://www.sec.or.th/EN/Pages
Digital Asset Businesses SEC and Investors Be Wary of Investment Fraud Investment Governance Code for Institutional Investors (I Code) Investors' Rights SEC Complaint https