and Audit Oversight > Auditor Supervision > Related Rules and Regulations Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor supervision Relate Rules and
the capital market business shall not possess the following prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of
On 15 August 2023, the SEC Board Meeting No. 13/2566 passed a resolution approving the principles for amending the Emergency Decree on Digital Asset Businesses to ensure that the supervision of
official announcement from the Thai Government in March regarding the temporarily closer of premises such as department stores, restaurants, spa and fitness center. Consequently, the closure of facilities in
ก.ล.ต. เชิญชวนผู้สนใจ ตรวจสุขภาพการลงทุนในบูธ ?SEC Investment Fitness? ผ่านนวัตกรรมที่ช่วยให้ทุกคนสามารถเรียนรู้ด้วยตนเองและสัมผัสประสบการณ์เสมือนจริง ในงาน SET in the City 2017 ระหว่างวันที่ 16-19
decision on appropriate forms of alliance with foreign counterparts to support future trading linkage;2. Supervision of Securities Business: Licensing provisions would be amended to grant the Securities and
://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2561.pdf English (United States) CMSB waratchya affairs, strategies; and currently overseeing policy and supervision of intermediaries, asset management
Division comprises Intermediaries Supervision and Development Department, Intermediaries Inspection Department and Licensing Department. 2. Deputy Secretary-General Vasant Thienhom is in charge of the
related information, (2) revising the supervision of major shareholders of business operators under both laws so that it will be applied consistently, (3) reconciling the supervision of persons who work
/ Inquiries > Complaints / Whistleblowers > Matters under Supervision of Other Laws Contact us SHARE : Detail Content SEC Complaint Center Matters under Supervision of Other Laws Products and