for not less than three years and must not appoint any sub-selling agents;2.2 The selling agent can only perform the functions of (1) accepting account opening applications, (2) giving clients
. ________________________________*SECTION 89/25. In auditing a securities company or a company in accordance with the auditing standards, either as the appointed auditor of such juristic person or as a person allowed to conduct
, among whom there shall be at least two committee members of the SEC who have been appointed by the Minister. The Audit Committee shall appoint an officer of the SEC Office to be the secretary of the Audit
bonds are entitled to redemption under a firm quotation price or at a minimum price pre-determined on the issue date of such bonds. Clause 12 In order to appoint or assign any person to perform duties
date of such bonds. Clause 12 In order to appoint or assign any person to perform duties under Clause 4, an intermediary shall comply with the following rules, as the case may be: (1) for appointing or
the shareholders’ meeting of the Company shall designate the price of offer apparently in the amount of 7 Baht per share according to the Notification of the Capital Market Supervisory Board No. TorChor
’ meeting of the Company shall designate the price of offer apparently in the amount of 7 Baht per share according to the Notification No. TorChor. 72/2558. In this regard, the subscription price of the newly
Finance on the condition that the holder shall be able to redeem on a fixed price or a minimum price as specified on the issuance date of such bond. Clause 12 In order to appoint or assign any person to
from shareholders, the Company is required to appoint Finnex Advisory Company Limited as the Financial Advisor (“IFA”) who is approved by SEC and express an opinion on the transaction. Resolution of the
Fund ___________________ Clause 3. In appointing manager of infrastructure fund, management company shall appoint from person approved by the SEC Office under the criteria in Chapter 2 and the appointed