such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are required
benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and experienced experts to render financial knowledge and advice as well as manage portfolios suitable
Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992) . “ client’s asset ” means an asset deemed to be owned by a client as https://publish.sec.or.th/nrs
14 August 2018 Re. : Connected Transactions Attn. : Director and Manager The Stock Exchange of Thailand Please be informed that the Board of Directors of Land and Houses Public Company Limited held
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General, delivered a keynote address at the opening of the financial seminar titled
Bangkok, 13 November 2017 ? In response to the Ministry of Finance's request, the SEC is conducting another public hearing on the draft amendment to the Securities and Exchange Act B.E. 2535 (1992
of the Office of the Securities and Exchange Commission No. Sor Nor. 48/2567 Re: Rules, Conditions and Procedures for Managing Private Funds that Are Not Provident Funds; (6) Notification of the
infrastructure fund; (2) “ management company ” means a securities company holding a license to manage mutual funds; (3) “ infrastructure asset ” means: (a) the https://publish.sec.or.th/nrs/5883pe.doc DRAFT
Exchange Commission No. Kor Thor. 9/2556 Re: Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order _____________________________ By virtue of Section 9