Re: Operating System Relating to the Undertaking of Fund Management Business
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Establishment of Mutual Funds and Execution of Agreements for Private Fund Management (No. 15)
Rules in Detail on the Protection and Management of Conflicts of Interest
Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses
Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management
Establishment of Mutual Funds and Execution of Agreements for Establishment of Mutual Funds and Execution of Agreements for Management of Private Funds (No. 2)