, procedure and technical production, production flow, machine standardization, raw material standardization, diagnostic, testing and process control including the procedure and patent and other necessary
August 11-13, 2004. The Securities Analyst Consultative Committee, after its scrutiny process, concluded that Ms. Ratanatavananananda did not have any intention to manipulate SCIB-C1 price but failed to
capital market products which are over-the-counter derivatives. Clause 5/3 4 An intermediary shall ensure that the method and procedure for communicating with and providing services to clients have included
capital market products which are over-the-counter derivatives. Clause 5/34 An intermediary shall ensure that the method and procedure for communicating with and providing services to clients have included
voting method for director selection. This case is in the judicial consideration process. In addition, on 14 November 2017 the SET announced that IFEC might be liable to delisting because IFEC failed to
, paid-up capital, expiration term (if applicable), REIT Manager, and Trustee; - fact sheet regarding main asset as of financial year-end date, type of investment, investment price, method of procuring
with a client. Such procedure should have adequate process to identify and verify client’s true identity in order to ensure that the client is the person appears on the documents referred to during the
by a management company 1.1 There should be a procedure for account opening and entering into a contract with a client. Such procedure should have adequate process to identify and verify client’s true
. Paralee Sukonthaman, Head of the Change Management Task Force, said that the Change Program aims for improvement in three major areas of SEC responsibility: regulatory reform; work process; and staff