company adopts the company’s objectives, goals, and strategies, applying high ethical, environmental and social standards, and contributes to the sustainable growth of the company. Principle 5.3 The board

standards and the professional ethical requirements in order to reflect the practical issues in applying those standards and requirements. Besides, IOSCO C1 is a channel for us to acknowledge the trends and

expressed as a fiduciary duty, requiring prudence, care and loyalty on the part of all agents which are subject to such obligations. Ultimate owners should actively consider which of their agents should be

/Pages/ABOUTUS/SEC_VUTTIKRAI.aspx English (United States) CorruptionFAQ company who fails to perform his duties with responsibility, due care and loyalty.) Section 305  (Person who damages, destroys

perform his duties with responsibility, due care and loyalty.) Section 305  (Person who damages, destroys, conceals, any property or document which the competent officer has seized https://www.sec.or.th

with responsibility, due care and loyalty. As a result, the Civil Sanction Committee ordered {A} to pay a civil fine, compensate the SEC for any expenses incurred from investigating the offence, and

or provide services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the

act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the

services with loyalty* by concealing, hiding and fabricating false evidence, and therefore revoked the approval and will not accept her future application for approval as personnel in the capital market

damage at the amount of 20,000 baht.   SEC has considered that Sorrapon failed to perform duties with loyalty* by committing wrongful acts against the investor’s asset, which was deemed a prohibited