appropriateness in respect of trustworthiness in managing business whose shares are held by public shareholders as specified in the notification of the SEC. 13 SECTION 89/4 In addition to the ground for removal
, the rules, which are currently in effect, should be revised with respect to maintenance of NC in case of abnormal increase in transaction volume of the business operator to the effect that the
’ qualified opinions resulted from limitation on their scope of audit/review. Hence, the auditors were unable to obtain sufficient and appropriate audit evidence with respect to valuation of investment in PT
Bangkok, April 12, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing approval of auditors in the capital market with the respect to the roles of the Auditing
securities companies and investors. In this respect, SEC will consider detail operational guidelines to be presented to the SEC Board for further consideration. _______________________
The Memorandum of Understanding provides a framework for cooperation between the two authorities with respect to promoting innovation in financial services. The CSSF and the SEC Thailand intend to
capital ( NC ) in a specified amount in order to sufficiently cover risks from conducting business . However, the rules, which are currently in effect, should be revised with respect to maintenance of NC in
“Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices." The workshop aimed to enhance the capacity of businesses to operate with respect for human rights in
available to provide services with respect to the trading or exchange of digital assets for its own account in the normal course of business outside the digital asset exchange. Additionally, 1000X has
Next, we evaluate the fund returns with respect to the Carhart (1997) 4-factor asset pricing model to get the risk-adjusted return, alpha. Specifically, for each fund 𝑖, we estimate 𝛼𝑖 using the