allocated to the persons in each group; (c) keep documentary evidence or information supporting the reason for allocating shares to any persons in the value of one hundred million baht or more at the main
information supporting the reason for allocating shares to any persons in the value of one hundred million baht or more at the main office of the securities underwriter for the period of at least one year from
have not, showing the number of allocated persons, the amount and value of shares allocated to the persons in each group; (c) keep documentary evidence or information supporting the reason for allocating
shares allocated to the persons in each group; (c) keep documentary evidence or information supporting the reason for allocating shares to any persons in the value of one hundred million baht or more at a
evidence or information supporting the reason for allocating shares to any persons in the value of one hundred million baht or more at a main office of the securities underwriter for the period of at least
DJSI. If yes, assess whether the disclosure can be applied to TCFD 3.3 3.4 Evaluate internal risk management processes and consider whether they can be adapted to incorporate climate-related risks
procedures that address the issuance of unsolicited credit ratings. 3.5 A CRA should disclose its policies and procedures for distributing credit ratings and reports, and for when a credit rating will be
evaluate the quality risks, how many levels are determined, and what are the definitions for each level? For example, how many level of likelihood are there, and what are the definitions for each likelihood
system (KYC) that are appropriate to evaluate product risks against characteristics of each customer; - separate departments or personnel responsible for customer assets safekeeping from other operational
intended to limit the spread of COVID-19. The health and safety of our staff and customers remains our top priority. Our teams constantly evaluate the situation and use appropriate protocols to serve