investigation that led to the complaint filing had stemmed from a referral from the Stock Exchange of Thailand (SET) and the SEC?s data compilation from different sources, including the information gathered from

Analysis for the period 3 months June 30, 2017 as follows:- Million Baht By Consolidation method The Company Q2/17 Q2/16 Q2/Different Q2/17 Q2/16 Q2/Different Sales and service income 1,037 856 181 21% 907

which was significantly different from LVT net profit in the last three years. On July 19, 2017, the Criminal Court ruled against him for violating Sections 241 and 296 of the SEC Act conjunction with

paragraph 1 of the SEA. As the accused committed the several distinct and different offences, the Court inflicted the penalty prescribed for each offence as follows: (1) For a count of failure to submit the

for different clients’s profiles via three websites: www.giltedgeintl.com www.on-t3-line.com and www.online-t3.com In case, none of the aforementioned entities had been licensed to operate securities

, consisting of the following: 1. Statistical information of IPO shares, e.g., the first trading day, financial advisor (FA), underwriter (UW), comparison of IPO prices and its aftermarket prices in different

notes to the financial statements (under equipment) and in the balance sheet are different, etc. This is deemed as violating Section 56 of Securities and Exchange Act B.E. 2535. 2. The auditor

on the trading in the Stock Exchange of Thailand as Thailand has not been on CalPERS? permissible equity markets investment list. Foreign investors have different investment decision criteria and

well progress in developing its computer system but so far technical issue is the most important problem due to securities companies? different internal software applications. As a result, there are

ensure their business continuity and, by extension, prevent impacts on price clearing and settlement and the overall market confidence. To prevent modern day crises and emergencies of different kinds