requirements to cover both generic user accounts and high-privileged user accounts, and requiring business operators to manage IT incidents by conducting root cause analysis, maintaining incident records, and

markets. Regarding investor protection, the SEC would issue associated rules requiring that the information on the fund?s forex derivatives investment which is not for hedging purpose be clearly disclosed

SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its

SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management

emerging market situations.SEC has proposed to revise the guideline on maintaining liquidity of fixed income funds in order to match their redemption and settlement policies by requiring fixed income funds

Bangkok, March 27, 2012 ? The SEC is seeking public comments on a draft regulation requiring underwriter to develop suitability test for the sale of shares and debt securities. Suitability test will

Bangkok, November 16, 2011 ? The Capital Market Supervisory Board has approved a disclosure rule requiring issuers of all types of securities for public offering present a clear and concise factsheet

information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research

, DW price may change if further issue of DW on the same underlying securities is launched and its value is subject to time decay. Many countries have launched measures to protect investors by requiring

investors by requiring those who offer for sale of complicated instruments including DW to provide investors with the fact sheet as well.? concluded Mr. Thirachai.