status may cause damage or having any circumstance which indicates an ongoing financial problem; (3) there is no reasonable grounds to believe that there is a defect or inappropriateness relating to the
financial status may cause damage or having any circumstance which indicates an ongoing financial problem; (3) there is no reasonable grounds to believe that there is a defect or inappropriateness relating to
LIMITED UOB BULLION AND FUTURES (THAI) COMPANY LIMITED UOB RADANASIN BANK PUBLIC COMPANY LIMITED INTERGRATED BUSINESS CONSULTANTS RENAISSANCE FUND MANAGEMENT LIMITED RABBIT LIFE INSURANCE PUBLIC COMPANY
defect of internal control, compliance or information management system or having not been adjusting the systems thereof, unless having obtained exemption from the SEC Office. Clause 8 The granting
(8) having not been ordered by the SEC Office to adjust the defect of internal control, compliance or information management system or having not been adjusting the systems thereof, unless having
submitted application or the supporting documents or evidences have any defect or do not fulfill applicable requirements. The applicants shall provide an evidence that the application fee of THB 100,000 (VAT
evidences have any defect or do not fulfill applicable requirements. 41. The SEC will thereafter notify the result of the application assessment to a Hong Kong Covered Entity for offering, marketing and