Bangkok, June 5, 2014 ? The SEC joined with the Association of Thai Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, The Thai Bankers
Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
Bangkok, January 24, 2014 ? The SEC imposed a one-month suspension on Wiroj Thongburana, a securities investment consultant of UOB Kay Hian Securities (Thailand) Plc., for failing to inform
Bangkok, January 24, 2014 - The SEC imposed a one-month suspension on {A}, a securities investment consultant of UOB Kay Hian Securities (Thailand) Plc., for failing to inform sufficient information
The Securities and Exchange Commission (SEC) organized a seminar to announce the SEC Strategic Plan for the years 2024-2026. Prime Minister and Minister of Finance, Mr. Srettha Thavisin, presided
Bangkok, 6 January 2021 – This is with reference to the Cabinet’s resolution on 29 December 2020, approving additional public holidays and deferring the substitution holiday for Chulalongkorn Day
Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own
Bangkok, 17 August 2020 – With reference to the Cabinet’s resolution on 13 August 2020, approving (additional) substitution holidays for Songkran Festival 2020 to be 4 and 7 September 2020, the SEC
Bangkok, 31 January 2019 ? The SEC has declined the request from Energy Earth Public Company Limited (EARTH) to extend the deadline for reporting the re-assessment results of the fair value of the
Microsoft Word - 2019-09-18_Notification for Resolution of BOD 11-2019 regarding the Acquisition and Disposition _En Rev._.docx -Translation- Seven Utilities and Power Public Co., Ltd. 73 Mahachol