SEC Search

. They divided responsibilities for placing trading orders of FVC stocks, while coordinating and supporting one another consistently. This resulted in irregularity of the FVC share prices and trading

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10448

SEC imposes civil sanctions on nine offenders for manipulating NMG, EIC and TH share prices

manner of boosting the share prices, matching orders among themselves, or executing trading orders in a manner of obstructing trading activities of other persons. Their actions misled the general public

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10452

SEC public hearing on drafted regulations for newly issued share offering through private placement

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=840

หนังสือชี้ชวนกองทุนรวม - SCBMLCA : กองทุนเปิดไทยพาณิชย์ Machine Learning China All Share

บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด|กองทุนรวมเพื่อการออม | วันที่เสนอขาย : 08/12/2563 - 22/12/2563

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0329&PYR=2563

Mutual Fund Prospectus - ABCA : abrdn China A Share Sustainable Equity Fund

ABERDEEN ASSET MANAGEMENT (THAILAND) LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 06/06/2023 - 16/06/2023

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0303&PYR=2564

Mutual Fund Prospectus - SCBRMMLCA : SCB Machine Learning China All Share RMF

SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 24/08/2021 - 30/08/2021

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0310&PYR=2564

SEC and NHRC sign MOU designating cooperation for adoption of guiding principles on business and human rights to promote listed company competitiveness and sustainable growth

also promote dialogues and productive cooperation with public sector organizations, state enterprises, business sectors, civil society, the public and relevant international organizations to promote

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7497

SEC Thailand and SECC sign MOU to strengthen capital market cooperation on cross-border equity offering and issuance of depositary receipt

each other both at the bilateral and multilateral levels over the past several years. The MOU signed today thus marks a significant milestone in enhancing capital market cooperation between the two

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7677

SEC reaffirms cooperation with UNDP in driving towards Sustainable Development Goals with emphasis on support for business sector’s efforts on human rights consideration

During the meeting with Mr. Renaud Meyer, UNDP resident representative to Thailand who has begun his term since 26 March 2019, SEC Secretary-General Ruenvadee Suwanmongkol reaffirmed SEC’s readiness to cooperate with UNDP in driving towards Sustainable Development Goals within 2030, and to implement the National Action Plan on Business and Human Rights (NAP) the first phase 2019 – 2022. The NAP will further demonstrate the SEC role in promoting and supporting the business sector’s consideration...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7852

The SEC Thailand hosts the 48th IOSCO Annual Meeting – a forum for substantive discussions and cooperation among global capital market regulators, followed by the SEC Thailand Public Conference

The meeting will be held on 13-15th June 2023 at Centara Grand and Bangkok Convention Centre at Central World. In conjunction, the SEC Thailand will also hold the SEC Thailand Public Conference on 16th June 2023 under the theme “Envisioning the next horizon: A way towards connected future of capital markets”. Securities regulators, financial experts, associations, and industry participants will be joining a series of panels. More than 400 participants are expected to attend the event....

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9882