of the Office of the Securities and Exchange Commission 40/2546 18/12/2003 01/01/2004 9. Circular 33/2543 21/12/2000 10. Circular 1000/2536 10/11/1993 11. Circular 26/2553 24/08
of the Office of the Securities and Exchange Commission 40/2546 18/12/2003 01/01/2004 9. Circular 33/2543 21/12/2000 10. Circular 1000/2536 10/11/1993 11. Circular 26/2553 24/08
Operator (Form as of 1 July 2006) 24. Circular 5/2543 29/02/2000 25. Circular 2/2550 22/01/2007 26. Circular 3/2550 22/01/2007 27. Circular 11/2547 03/05/2004 28. Circular 9/2546
/09/2009 3. Circular 50/2548 14/12/2005 4. Circular 31/2546 25/12/2003 5. Circular 31/2544 02/10/2001 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit
Not Debt Instruments 11/10/2000 4. Circular 25/2544 03/07/2001 5. Circular 15/2538 23/08/1995 6. Circular 15/2537 19/08/1994 Contact The Securities and Exchange Commission, Thailand
. Circular 50/2548 14/12/2005 4. Circular 31/2546 25/12/2003 5. Circular 31/2544 02/10/2001 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon
the clients’ handwriting, subscription orders and switch orders or unitholders’ account books, causing damage to four clients at the total amount of 10.44 million baht. The SEC has considered that
into force since 3 March 2021. Additionally, the SEC has revised related regulations to allow the existing business operators to switch to License E or PF License in line with the business model they
in terms of a brokerage dealing and securities underwriting tpes of bonds denominated in foreign currencies in Thailand (Synopsis) 114 8. Circular 7/2559 15/03/2016 9. Circular 20/2556 29
Stock Exchange of Thailand 10. Circular 36/2544 24/10/2001 11. Circular 1000/2536 10/11/1993 12. Circular 12/2546 29/07/2003 13. Circular 6/2545 11/02/2002 Contact The Securities