Earlier, Mr. Suphanan acting on behalf of IFEC sent a letter requesting the DBD to reveiw its order denying the registration of Mr. Wiphu Maharakkhaka and Mr. Manusak Deawwanich on IFEC directors’ list and then may exercise the right to appeal such DBD’s decision.According to Section 42 of the Administrative Procedure Act B.E. 2539 (1996), an administrative order shall be effective since the person concerned is notified and shall remain in effect until it is revoked or invalid for other re...
The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure and fill in the vacancies. All appointments and rotations have become effective since 1 January 2023.The appointments of departmental directors are as follows:1. Mr. Putthimes Thanarersk, Director of the Digital Asset Enforcement Department2. Mrs. Juraiwan Sritiapetch, Director of the Fundraising...
, through effective enforcement, clear and applicable regulations to enhance competitiveness of all sectors.” Furthermore, the SEC chief aims for the regulatory body to create and deliver value propositions
Bangkok, April 4, 2014 ? The SEC hosted the ?SEC for CEO Forum? to leverage private sector to tie sustainability to their business operation and prepare for mounting technology risk.Vorapol
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure
SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or
ก.ล.ต. จัดงาน ?SEC for CEO Forum? หวังกระตุ้นให้ภาคธุรกิจเห็นความสำคัญของการดำเนินงานโดยคำนึงถึงการพัฒนาอย่างยั่งยืน และเตรียมพร้อมรองรับความเสี่ยงด้านเทคโนโลยีที่มีแนวโน้มเพิ่มขึ้นนายวรพล โสคติยานุ
บัญชีไลน์ อ้างชื่อ D CEO นิเวศน์ และบัญชีไลน์ อ้างชื่อ นันทิญา และเว็บไซต์ Cortez : Unlicensed securities and derivatives business (Disclosure Date : 24/01/2024)