securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and
and underwriting of investment units and securities borrowing and lending. This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
the measures to prevent COVID-19 by ordering to temporarily cease operation of department stores in Bangkok and upcountry. Furthermore, various sales activities had been stopped or postponed in order to
approval for subsidiary to enter in an agreement to purchase land with structure 24/03/2021 21:07 Inform the BOD Resolution No.3/2021 on Disposal of All Shares in Thai Flexible Pack Company Limited and Cease
days (within 14 August 2018) to continue their businesses until an order to cease their businesses is given.As of 14 August 2018, these seven existing businesses seeking operating licenses, in line
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
following cases: (1) those persons appointed by an intermediary in the following categories: (a) securities finance; (b) venture capital management; (c) securities borrowing and lending; (d) inter-dealer
และกำหนดห้ามผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลให้บริการหรือสนับสนุนการให้บริการ deposit taking & lending และในการประชุมครั้งที่ 16/2565 เมื่อวันที่ 1 ธันวาคม 2565 และครั้งที่ 9/2566 เมื่อวันที่ 11 พฤษภาคม
Name Website TSFC TSFC SECURITIES PUBLIC CO.,LTD. http://www.tsfc.co.th List of company licensed Securities Borrowing and Lending (Principal Only) (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company