of transactions as per clients’ orders under (3).The SEC emphasizes the importance of monitoring financial condition and liquidity of business operators to make sure that they comply with the

investment scams. Also, further collaboration with Meta (Thailand) – the service provider of Facebook and Instagram platforms, and LINE (Thailand) is in progress to make sure that fraudulent activities will be

 to make sure that the personal data management is compliance with PDPA by creating Data Governance Policy and Guidelines for personal data protection management throughout the data life cycle

make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be caused

other past behaviors demonstrating inappropriateness for acting as capital market business personnel.  Investors are strongly advised to always verify transaction confirmation documents to make sure

prevention of money laundering and terrorism financing. We are making sure that all parties will become well-prepared for the assessment. ?Next year, the SEC will be working closely with securities

total volume of top 30 larger investors was not significant when comparing to the overall trading. However, the SEC will still pursue further investigation to make sure that the SET?s investigation had

เกิดความชัดเจนและสอดคล้องกับความเสี่ยงของทรัพย์สินที่กองทุนลงทุน จึงปรับปรุง risk spectrum ของกองทุนรวมผสมให้เหมาะสม เช่น       • risk spectrum เท่ากับ 5 สำหรับกรณี

ไปนี้ • การดำเนินการกรณี passive breach อัตราส่วนการลงทุนในกองทุนอื่น - เดิม : MF สามารถลงทุนได้ไม่เกิน 1 ใน 3 ของจำนวนหน่วยลงทุนทั้งหมดของกองทุนอื่น2

covered in the sustainability building goals to make sure that Thai ESG Funds will be another efficient channel for long-term savings and investment for the public. We should also underline the important