persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the

. Facilitating payments out of the fund: e.g., allowing the registrar to order dissolution of the fund including a withdrawal of one employer from a pooled fund, allowing the fund manager to make a payment to an

Mr. Jessada Sookdhis, President of Thai Fintech Association, said “Thai Fintech Association is very pleased to work with SEC in the project “SEC FinTech Challenge” to strengthen new fintech

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network in order to achieve the Initiative objectives together in a tangible way. In this regard, different projects will be created to support one another in terms of business operation and responsible

network in order to achieve the Initiative objectives together in a tangible way. In this regard, different projects will be created to support one another in terms of business operation and responsible

roles and expanding cooperative network in order to achieve the Initiative objectives together in a tangible way. In this regard, different projects will be created to support one another in terms of

SEC Secretary-General Ruenvadee Suwanmongkol said that supporting small and medium-sized enterprises (SMEs) to access financial instruments in the capital market is one of the factors that readies

persuaded clients to invest in funds and withdrew large sums of money from the clients’ accounts. However, she did not make any investment transactions in accordance with the clients’ intention and