As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help
Securities and Exchange Regulator of Cambodia (SERC) และร่วมหารือแนวทางการส่งเสริมความร่วมมือหน่วยงานกำกับดูแลตลาดทุนระหว่างไทยและราชอาณาจักรกัมพูชา ในประเด็นการพัฒนาผลิตภัณฑ์ในตลาดทุนข้ามกัน (cross-border
DJSI. If yes, assess whether the disclosure can be applied to TCFD 3.3 3.4 Evaluate internal risk management processes and consider whether they can be adapted to incorporate climate-related risks
, there was no indicator to help clearly assess progress of developing either of them. The SEC therefore supports Thaipat Institute to develop the first progress indicators in Thailand, in line with
. 2 When the relevant quality risk items are identified, how does the audit firm develop any procedures or processes to assess the level of quality risks? Please provide the details of followings
Cambodia to issue cross-border securities offerings, through secondary listing or dual listing, which will benefit the businesses that are highly interconnected in the real sector. SEC Thailand and SECC also
cross-border offering of funds within the region, to include Sukuk into the framework on cross-border publication of research reports, and to update the progress on the ASEAN Corporate Governance
SEC and the Securities and Futures Commission (SFC) are developing a bilateral agreement for cross-border fund offerings under the HK-TH MRF project with the main objective of facilitating mutual
transitional provisions, to ensure their digital asset business operations before 14 May 2018 and this information will be disclosed on SEC website: www.sec.or.th/digitalasset.SEC Board will assess
an emphasis on key warnings, and (2) requiring a test of investors’ knowledge before first-time investment to assess investors’ investment suitability, which can be used as a tool for the seller to