Currently, the regulations related to provision on Repo grant an exemption or prescribe flexible conditions for business operators that provide services or engage in transactions with institutional investors. This is because institutional investors have the capacity to take care of themselves. However, the definitions of “institutional investor”* have been revised in accordance with the resolution of the SEC Board to include ordinary person investors in the “institutional investor” category. The...
Type of securities : Common share | Effective Date : 30/10/2007 | Close Selling Date : 02/11/2007
In a case that at the minimum 80% of targeted fundraising amount in crowdfunding project are subscribed, this is regarded as successful debenture crowdfunding. This regulatory revision aims to assist small- to medium-sized enterprises (SMEs) to gain greater access into funding sources, and to be in line with overseas crowdfunding regulations. It came into force from 16 March 2020.SEC Assistant Secretary-General Jomkwan Kongsakul said “SEC is ready to support the government policy in pro...
Reporting Person : - | Type of securities : - | Date of reporting obligation : 04/10/2012
Reporting Person : - | Type of securities : - | Date of reporting obligation : 12/09/2012
Reporting Person : - | Type of securities : - | Date of reporting obligation : 18/04/2011
Reporting Person : - | Type of securities : - | Date of reporting obligation : 14/09/2012
Reporting Person : - | Type of securities : - | Date of reporting obligation : 08/10/2018