SEC Secretary-General Ruenvadee Suwanmongkol said “this is the first time in Thailand that a comparative study between Thai laws on the supervision of auditors and audit firms in Thai capital
Facebook Page ชื่อ Buy-Sell the stock market : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
Facebook Page ชื่อ Buy-Sell the stock market : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
amount of damage to several clients.Pisist's misconduct above is deemed a failure to perform duties honestly in accordance with the Notification of the Capital Market Supervisory Board*. The SEC has
amount of damage to several clients.Pisist's misconduct above is deemed a failure to perform duties honestly in accordance with the Notification of the Capital Market Supervisory Board*. The SEC has
investments against an adverse market climate. In addition, new perspective in enhancing business competitiveness by improving financial and capital market environments was crucial for capacity building of Thai
in the category of derivatives dealer under the law of such foreign country; provided that this is limited to the case derivatives dealer registration. Clause 3 . An applicant for derivatives business
for the benefit of the operation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand
into the case and found that {A} submitted trading orders for EIC securities on the client's behalf, during the period of tender offer launched by such client. In so doing, {A} failed to inform the
currently more than 9,000 funds, or check whether any juristic person or person is properly licensed or approved in the capital market. By 2018 SEC aims to expand the scope of data services to be more