exchange. “ SEC Office ” means the Office of the Securities and Exchange Commission under the law governing securities and exchange. “ competent officer ” means a person appointed by the Minister to execute
appointed by the Minister to execute the duties in accordance with this Emergency Decree. “Minister” means the Minister in charge of the enforcement of this Emergency Decree. Section 4. The Minister of
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand can neither undertake
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https://publish.sec.or.th/nrs/4003pe.doc Readers should be aware that only the original Thai text has legal force and that this English trans Services Related to Mutual Fund and Private Fund Management
, Facebook, Line and YouTube. The public should be aware that none of the three digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to
misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading transactions according to the order of the account owner or the authorized person. Moreover, he
account owner. Meanwhile, Patcharee took trading orders from an unthorized person. Nattapon?s misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading
Commission (SEC) has edited and revised the original translation, translated the Amendments to the Act and compiled them into this translation. Readers should be aware that only the original Thai text has