meeting shall not be less than half to constitute a quorum. Members of management may attend the meeting on relevant topics. Any member of the SEC Board having conflicts of interest in any agenda item is
the civil sanctions. The SEC Office files the case with the civil court. The Court imposes civil sanctions. The Court dismisses the case Is the judgement appealed? The Appeal Court YES Imposing the
baht for the violation which occurred during August 18- October 7, 1992. The execution of imprisonments were not suspended.Later, the Appeal Court affirmed and amended the Bangkok South Criminal Court's
baht for the violation which occurred during August 18- October 7, 1992. The execution of imprisonments were not suspended.Later, the Appeal Court affirmed and amended the Bangkok South Criminal Court?s
2,666,666.67 Baht fine. The jail term was suspended for two years. The later, on February 18, 2020, The Appeal Court reversed the judgment of the Criminal Court, not pending for punishment and not fines. The
of regulators and to contribute to a culture of compliance by companies, in the interest of protecting investors and creating confidence in markets. It can serve as a basis for reform and self
who wish to offer securities, either cross-border equity offering or DR, in Thailand. In the course of the discussion, the representative from World Bank (Thailand) also expresses the interest in
, fluctuation of interest rates, and the US subprime mortgage crisis. These factors caused high fluctuation in the SET and its global peers. However, the SET Index rose and closed at 858.10, a 26.22 percent
Change in fair value of available-for- sale investmetns ▪ Recognised in OCI (Other Comprehensive Income) THB 1.8 million ▪ Recognised in P/L THB 1.8 million Change in fair value of interest rate swaps
, 2020, The Appeal Court reversed the judgment of the Criminal Court, not pending for punishment and not fines. The case was deemed final. SEC Act S.243(1)(2) in conjunction with 244 and Section 86 of