and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with

, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business operators and investors. As the capital market regulator, the SEC must adjust to these changes without

with the evidence of its full cooperation given to the auditor. On November 5, 2008, N-Park was instructed by the SEC to adjust its Q2/2008 financial statements and to render cooperation to the

with the evidence of its full cooperation given to the auditor.On November 5, 2008, N-Park was instructed by the SEC to adjust its Q2/2008 financial statements and to render cooperation to the auditor in

audit firm;   (2)  To relax the requirement on the number and nature of business whose financial statements must be given an opinion and affixed with the auditor’s signature, as well as to adjust the

or value of margin call. As such, after the client has been called for initial margin, the derivatives agent must adjust the value of margin at the end of each working day. If the value of margin is

comments on the proposed amendments to the regulations regarding  advertising by digital asset business operators. The key points are as follows:          (1) Adjust the font size of the warning notices in

, for example – sees a large grouping of companies, with in many cases a large dominant entity retaining a disproportionate interest in cash flow when compared to ownership interest. Through the

) categorizing type of the client ; (3) assessing suitability for investment in or entering into a transaction of capital market products ; (4) considering ability of the client to perform in respect of servicing

) categorizing type of the client; (3) assessing suitability for investment in or entering into a transaction of 13 capital market products; (4) considering ability of the client to perform in respect of servicing