แบบ RLA (Risk Level Assessment) [สำหรับการนำส่งรอบที่ 1 ปี 2566]

แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk

คู่มือ แนวทางการบริหารและจัดการความเสี่ยงทางด้านเทคโนโลยีสารสนเทศ (IT Risk Management Practice)

Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism

Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses

Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses

dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. Guided by the Customer Centricity strategy and our resolution of

Regulations The SEC Board has approved the amendments to the regulations governing securities borrowing and lending (SBL) and short selling to facilitate such business transactions which can be used as risk

development are more than mere risk mitigation tools. Rather, they will be the key drivers of long-term competitiveness and profitability in this uncertain and fast-changing world. Ultimately, the success of

considering the balance of three dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. Along with this, we have prioritized