academic expert or professional in accounting, finance, business administration, economics or law; (7) “Office” means the Office of the Securities and Exchange Commission. Clause 3 1 . An executive of any
of work relating to money market or capital market, or work experience in the management level that is beneficial to management of securities business or work experience from being an academic expert
, BOT and SEC received valuable and useful comments from various stakeholders including governmental and private sectors, civil society, academic sector and international organizations. Most of the
commonly-accepted academic principal or the international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management company should observe the duty of care
commonly-accepted academic principal or the Page 3 of 32 (Unofficial Translation) international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management
Office No. SorKhor. 49/2552 Case Other Qualifications Academic Qualification Relevant work experiences1 Having passed the course on business knowledge and regulations related to being category A investor
referred in the first paragraph of Clause 4 of the Notification of the SEC Office No. SorKhor. 49/2552 Case Other Qualifications Academic Qualification Relevant work experiences1 Having passed the course on
referred in the first paragraph of Clause 4 of the Notification of the SEC Office No. SorKhor. 49/2552 Case Other Qualifications Academic Qualification Relevant work experiences 1 Having passed the course on
unemployed persons from academic fields are more than double those who completed their study at vocational schools. This represents an opportunity loss to the economy. In addition, underemployment accounts for