Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for two months, effective from February 9, 2015
is to ensure that the Thai people will be able to benefit comprehensively and equitably from the capital market, promoting sustainable financial well-being. In implementing this strategic plan, a
• Lunch break is not a universal pattern of equity market trading • A handful of markets maintain the lunch break, e.g. Singapore attempted to adjust the lunch break but eventually re-instated it. • Lunch
criteria. These principles have already been in line with SET?s dedication¬ to promote CG practices among stakeholders to strengthen listed companies, the Thai capital market and the Thai economy as a whole
The event is with the objective to continuously drive forward the Thai capital market because SEC recognizes the significance of the encouragement and development of knowledge regarding finance
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
client's assets were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore revoked the approval of {A} as capital market
assets were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore revoked the approval of {A} as capital market investment
the proposed amendments to be more appropriate and mitigate unintended consequences for auditors and their clients, specifically businesses in the capital market. The SEC is therefore seeking public