advices about securities investment or securities investment analysis in the following cases: (1) Provide service for the institutional client where the securities company appoint a person who make a

. 19/2548 Re: Rules, Conditions and Procedures for Dealing of Debt Securities (No. 9) dated 28 February 2005. (Translation) -6- (1) Provide service for the institutional client where the securities

Procedures for Dealing of Debt Securities (No. 9) dated 28 February 2005. (Translation) -6- (1) Provide service for the institutional client where the securities company appoint a person who make a decision

/2555 Re: Rules, Conditions, and Procedures for Dealing of Debt Securities (No. 2) dated 18 January 2012. 5 (1) provide information to the client regarding the risks and characteristics of the bonds to be

, such securities company may arrange for a person who is not an investor contact to proceed, provided that such securities company shall comply with the following rules: (1) provide information to the

from negotiation between the parties, with reference to valuation of share price by discounted cash flow method. 7. Expected benefits 1) Provide opportunities to the Company to expand its solar power

ท้ังลักษณะของขอกําหนดสิทธิของพันธบัตรหรือหุนกูท่ีเสนอขายครั้งน้ี ดังน้ี 1. ขอมูลผูออกตราสารหน้ี ระบุวาผูออกตราสารหน้ีมีลักษณะใดดังนี้  1.1 ผูออกตราสารหนี้มีหนาท่ีนําสงงบการเงินและรายงานเก่ีย

Short Sale (No. 9) dated 3 October 2008. -4- (1) provide sufficient information of such person to analyze the suitability of lending money for purchasing securities or lending securities for making a

currency, the intermediary shall comply with the following rules: (1) To provide services within the scope of each type of license granted to the intermediary; (2) To arrange for clients to access the

Services Clause 7 In providing services to clients regarding investment in a capital market product denominated in foreign currency , the intermediary shall comply with the following rules: (1) To provide