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The SEC has advocated all listed companies to state in their annual reports (form 56-2) and annual registration statements (form 56-1) additional disclosures on (1) definition of independent
Challenges in driving ESG • Situational Awareness 1. • Sustainability Risks & Opportunities 2. • Board’s role in driving Sustainability Agenda 3. Purpose Statements • The mission statement up to the year 2020
investors, if underwriters use their own discretion in allocating shares, they must (1) submit list of top 100 persons to the SEC along with rational on an individual basis, and 2) prepare and keep record for
recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the