available to pay debt securities holders; b. provision requiring the issuer to maintain certain financial ratios; c. provision that restrict the issuer from creating additional debt under certain conditions
may restrict the import or export of capital, or affect the issuer’s ability to make payment to non-resident holders, they shall be disclosed in the registration statement. D. Statement by Experts If
rights of each shareholders to 1 share per 1 voting right; (6) the amendment of the Articles of Association of JKR to restrict the share transfer or create any encumbrance over JKR shares unless a prior
compliance with the rules or conditions; (2) an applicant is subject to restrictions under other laws, which restrict it from compliance with the rules or conditions to be waived; (3) the applicant has
investment, debt repayment and pledging collateral, and confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, which specifically
repayment and pledging collateral, and confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, which specifically stipulate a position
repayment and pledging collateral, and confine a position limit for each client. In this regard, if there are other Notifications applicable to some intermediaries, which specifically stipulate a position
a secured log-on procedure; (c) establish password management systems to ensure security of passwords; (d) tightly restrict and control the use of utility programs and limit access to program source
ตลาดหลักทรัพย เผยแพรเม่ือวันท่ี 14 มกราคม 2552 เพื่อรับฟงความคิดเห็นจากผูเก่ียวของ วันสุดทายของการแสดงความคิดเห็น วันท่ี 31 มกราคม 2552 ทานสามารถ download เอกสารเผยแพรฉบับนี้ไดจาก www.sec.or.th
; (c) establish password management systems to ensure security of passwords; (d) tightly restrict and control the use of utility programs and limit access to program source code. Additional Guidelines 1