summed up to shareholders’ equity. 1 The regulations concerning net capital rules hereby refer to: (1) The Notification of Securities and Exchange Commission concerning Maintaining Financial Status of the

TRANSLATED VERSION codified up to No.2 as of July 21, 2014 12 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

TRANSLATED VERSION codified up to No.2 as of July 21, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

TRANSLATED VERSION codified up to No.2 as of July 21, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

“Submit” เพื่อส่งข้อมูล จำกนั้น ระบบจะแสดง pop up เพื่อตรวจสอบสิทธิในกำรจัดส่งแบบรำยงำน ให้คลิกปุ่ม “OK” 9 2.12 ถ้ำไม่พบข้อผิดพลำดในกำรส่งข้อมูลระบบจะแสดงข้อควำม “Your submitted report passed validation

การจัดงานนอกสถานที ่เช่น บริการจัดเลี้ยงใน งานแต่งงานและงานในโอกาสพิเศษ • การออกบูธขายสินค้าตามสถานทีต่่าง ๆ (pop-up store) ร้านขนม หวาน 1 การขายสินค้า และวัตถุดบิ 2 การขายและ การจัดงาน นอกสถานที่ 3 4

execution. Clause 8. Securities company shall provide evidence and document about securities trade completely and up date, and keep it for at least five years as from the trading date, of which evidence and

document about securities trade completely and up date, and keep it for at least five years as from the trading date, of which evidence and document of the latest two years must be available for the Office’s

Office the ceasing of business operation or the ceasing of transaction execution. Clause 8.9 Securities company shall provide evidence and document about securities trade completely and up date, and keep

qualifications: (1) Having paid up registered capital not less than one hundred million baht; (2) Not having a reasonable ground to believe that the applicant has financial condition that is likely to cause damage