processes to enhance the SEC’s investigative authority, particularly in high-impact cases. Further efforts will also focus on disclosure standards and oversight of market professionals. Regarding digital

enhance the quality standards of the applicants for SET and mai listing. For example, the regulations related to material transactions (MT) and related party transactions (RPT) to lay out the

policy, (2) fundraising to support Sustainable Development Goals (SDGs) and sustainable financing policies aligning with international standards, and (3) green finance mechanisms and the establishment

securities that meet the regulations for offering of sustainability-related bonds* and digital tokens for fundraising related to sustainability that comply with the same standards as the sustainability

other signatory jurisdictions under a streamlined authorisation process. Fund managers using this framework will have to abide by a set of common standards (the “Standards of Qualifying CIS”) designed

landscape, and endorsement of international standards. The SEC has also laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market

capital market business personnel for 6 months, effective from June 27, 2015.  *Clause 11(6) of the SEC Office Notification No. SorKhor.15/2548 Re: Approval of Investor Contacts and Standards of

products and services in line with international standards. Also, the general public can access and make use of capital market by means of fundraising and investment, as the case maybe. The strategic plan

Experience Study.  The industry has maintained high standards in the area of regulation and taxation, as well as improvement in the area of sales and media. Nonetheless, there is still room for improvement in

governance, and anti-corruption. The Master Plan will set standards and propose measures for developing both the businesses and investors, creating mechanisms for driving self discipline and market discipline