ระหว่างผิดนัดชำระหนี้ที่แปรสภาพมาจากตราสารหนี้ที่มีความเสี่ยงสูง (high yield bond) ของกองทุน high yield bond* ซึ่ง ก.ล.ต. ได้ออกหลักเกณฑ์ไปแล้วเมื่อวันที่ 1 สิงหาคม 2563 อีกทั้งยังเป็นการเพิ่มทางเลือกการ
such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility
line with the regulations on debt instrument offerings under which REIT bonds could be either offered to the public or privately placed to high net worth and institutional investors. Moreover, REIT bonds
SEC also received high recognition among regional members as chairman of the Asia-Pacific Regional Committee (IOSCO APRC) during 2005-2008. Currently, the IOSCO has 200 member countries. ?Upon joining
Chantanayingyong, SEC Deputy Secretary-General, said Thailand currently faced a lot of crucial problems such as high household debts and low personal saving rates, exacerbating retirement plan problems while ageing
market personnel including new types of capital market personnel required to obtain the SEC?s approval due to their vital responsibilities having high impact on the clients. The approval will be applicable
time with high trading volumes. {A} admitted that the client allowed her to make trading decision under the pre-determined value. After trading, she notified her client via recording telephone.The client
into the communication records of {A} and her client and found that {A} had been authorized by her client to make derivatives trading decisions with high trading volumes. The client asked her to close
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
certificates will be limited to institutional investors or high net worth investors only; therefore, is exempted from the SEC?s approval.? ?To make investment in PE trust more attractive, the SEC will further