://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 63/2023 Dated 21/06/2023 ") control system which is the persons not appointed from Finnomena or obtained an approval from SEC Office performed
objectives of securities regulation in compliance with international standards. In addition, the SEC may disclose confidential information acquired by powers and duties performed under the Securities and
intercompany balance 0 (0.2) 0.2 0% (0.1) (0.4) 0.3 0% Revenue from sales 492 490 2 0.6% 930 988 (58) -6% • Considering revenue by business, rice business is performed with 14% increase, comparing to last year
derivatives exchange or a derivatives clearing house which is a position or nature of work permissible to be performed provided that the job holder has no prohibited characteristics as specified. “personnel in
management company has acted in violation or non-compliance with the rules prescribed by this Notification, the Office shall order such management company to rectify, undertake or omit from any acts in order
where the facts appear to the Office that any management company has acted in violation or non-compliance with the rules prescribed by this Notification, the Office shall order such management company to
to examine such implementation. Clause 5. In the case where the facts appear to the Office that any management company has acted in violation or non-compliance with the rules prescribed by this
. Yadapat Chinkrajangkit. The SEC investigation of the evidence has revealed that during September 2014 ? August 2016 the aforesaid persons jointly acted or conspired with or allowed or rendered assistance
Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as
., Ltd.; (14) Mr. Ruangyos Mahaworamakorn; (15) Mr. Samart Suwatcharachai; (16) Miss Nattha Saelee; and (17) Mr. Amnat Tangurimarn had jointly acted or knowingly conspired and supported the creation of