ensure continuing services https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552 SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552 SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment The BOT and
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regulation regarding prohibition of digital asset business operators’ provision of or involvement with crypto deposit taking and lending services Under the SEC’s policy, digital asset business operators are
amendment and the draft regulations. The proposed amendment is summarized as below: 1) the current regulation requiring DA operators to submit each advertisement piece and relevant details to the
business sector to comment on the proposed amendment and the draft regulations. The proposed amendment is summarized as below: 1) the current regulation requiring DA operators to submit each
protection gap existed in investment adviser regulation.” DATA • Freedom of Information Act: Filed a request for all annual Form ADV filings for investment adviser information. + • SEC Investment Adviser
force Regulation 10 Source: Morningstar Direct complied by RD of Thai SEC as of 31 December 2016. The sample of 199 market wide equity funds exclude those funds investing with specific rules or
enhances greater reputation and loyalty as well as better financial performance and value. ⊷ Finally, the study’s results also demonstrate guidelines the IMT-GT’s regulation setters thus providing benefit to
. When done right, they can improve the welfare of market participants. In permissionless DeFi where identity is not required and financial history less informative, regulation is more challenging. Kanis