bid to promote and maintain the readiness of important systems of derivatives clearing houses so that they can operate continuously; (5) disclosure of information in a clear, transparent, and adequate
uncertainty. ❑ Prepare mitigative corporate actions accordingly. Policymaker ❑ Maintain stable Geopolitics and low GPR. ❑ Provide financial assistance at critical times of overall liquidity shortage. Investors
& Jablin, 1999), and Buddhist philosophy (Foley, 2005; Sriussadaporn-Charoenngam & Jablin, 1999)”, neutral words in KAM sections may be used by auditors to maintain long-term relationships with their clients
• Filters and selection criteria • Weighting rules and constraints Index construction • Launch & maintain • Regular reviews and updates Stewardship activities Passive Equity Investing – Index Design SEC
submitted its remediation plan to the Thailand SEC (SEC, 2019b). This would have helped them to quickly regain their reputation, win new clients and maintain existing clients. With limited choices of
deal with having conflicting demands on time from clients and/or management responsibilities and how are they supported? 2 How does the firm ensure that partners have sufficient time needed to maintain
these emerging assets and avoid regulatory arbitrage. As the market environment changes through innovations, it is imperative 5 for regulators to appropriately ensure and maintain investor protection and
insurance company licensed under law on commercial banking or law on life insurance, as the case may be, such applicant shall- (1) be able to maintain capital funds and set aside reserve capital in accordance
management responsibilities and what support do they receive in managing these demands? 3 How does the firm ensure that partners have sufficient time needed to maintain technical competence in fast-changing
of all stakeholders in the capital market are taken into consideration Amendments Details 3.1 Regulatory objectives and rules for operation of securities exchange • The SET shall promote and maintain