/each application. Disclosure of information (Filing) Filing - Minimum requirements under section 69 – 70 of the SEA. Complete, sufficient and not misled. Factsheet form - Required. Required
enclosed are true, accurate and complete. The text of each document is the same as that previously submitted to the Home Regulator, and is an accurate translation of that text (where applicable). In this
application form and the documents enclosed are true, accurate and complete. The text of each document is the same as that previously submitted to the Home Regulator, and is an accurate translation of that text
documentation as specified in Form 35 – ARFP CIS to the SEC Thailand for the ARFP Passport Fund Remark: Form 69 – CIS full forms an integral part of Form 35 – ARFP CIS . CIS Operator is required to complete
/each application. Disclosure of information (Filing) Filing - Minimum requirements under section 69 – 70 of the SEA. Complete, sufficient and not misled. Factsheet form - Required. Required
procedures. E Engagement documentation: 13 Has the firm established policies and procedures for engagement teams to complete the assembly of final engagement files on a timely basis after the engagement
services such as having capital and staff capacities to offer services appropriately and sufficiently, operating on an information technology system with efficiency and security 3. Having a complete process
) Checklist: - Submit Form 61-1F and evidentiary documents under Clause 15; - SEC official checks accuracy and completeness of the submitted documents in Clause 15; - If accurate and complete, the applicant
? meetings are held as scheduled and conducted properly and that the shareholders? resolutions and the minutes of the shareholders? meetings are duly disclosed and complete.
of compliance and ethical conduct, and lead by example. c) Strengthening an effective board structure and practices conducive for achieving the company’s objectives. d) Ensuring suitable CEO selection