operation of Satang. His failure to perform the required duty of his position resulted in the offence committed by Satang concerning the case that between June 21, 2022 to December 31, 2022 Satang failed to
office which is in breach of the Securities and Exchange Act B.E. 2535, resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in
Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between November 25, 2022 to November 27, 2022 and December 23, 2022
responsible for the operation of Orbix. His failure to perform the required duty of his position resulted in the offence committed by Orbix concerning the case that between January 30, 2023 to May 30, 2023
the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty required to be performed as follows 1. financial statement for the year 2016 2
within the period of time specified by the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty required to be performed as follows 1. the
Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
liquidity problem of an issuer of bills of exchange, which was material information for investment decision making of investors. Her misconduct was deemed failure to give advice or information to
penalty prescribed for each offence as follows: (1) For a count of failure to submit the audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a