management arrangement for the organization of information security in accordance with the following criteria: (1) define and document information security roles and responsibilities and establish operating
management arrangement for the organization of information security in accordance with the following criteria: (1) define and document information security roles and responsibilities and establish operating
continuity and Market Intermediary Business Continuity and Recovery Planning document http://www.iosco.org/ List of contact persons, including employee list, telephone number and contact chart, whereby each
business continuity and Market Intermediary Business Continuity and Recovery Planning document http://www.iosco.org/ 2 companies, such as submission of securities trading order, clearing and settlement and
sign an initial of signature on each and every page of the documents and the amendments thereto. Accordingly, any document without the initial of signature of…………………………, shall not be regarded as the
management company shall disclose the name of fund managers of each mutual fund in a report or document sent to unit holders at least once a year and in the web site of the management company. In case there is
management company shall disclose the name of fund managers of each mutual fund in a report or document sent to unit holders at least once a year and in the web site of the management company. In case there is
date of termination of appointment. The management company shall disclose the name of fund managers of each mutual fund in a report or document sent to unit holders at least once a year and in the web
management company shall disclose the list of fund manager of each mutual fund in a report or document sent to unitholders at least once a year and shall publish the same information on its website. In case of
shall be sufficient measures to ensure that a client is the same person as the one appears on the application document, verify identification of the client, the beneficial owner and the person controlling