2nd quarter ended 30 June 2019 Attn: Director and Manager, The Stock Exchange of Thailand With respect to the financial information for the 2nd quarter ended 30 June 2019, as submitted by the Company
, for example, the launch of Wealth Advice for All initiative which gives the public a more convenient access to one-stop services on investment advice and the co-launch of the Happy PVD Company project
misappropriation of and interference with client assets. In addition, handling securities conversion for clients was beyond the scope of responsibilities assigned by her employer securities company. Sutthasinee?s
trading account of his employer securities company and then asking the company to use the transferred amount as (1) clearing money for the securities he had purchased for himself through other clients
account of the securities company she worked for, claiming the objective of clearing securities for another client who failed to do so herself even though such securities was no longer in the trading
disclosed in the platform for efficient portfolio management. SEC Secretary-General Vorapol Socatiyanurak said ?Bond Supermart? is one of bond market development projects initiated by the SEC and jointly
opened with a securities company. For example, having advanced knowledge of which stocks his clients would trade and when, Sanguan ordered to buy the exact same stocks for his relative?s account before
Bangkok, October 30, 2006 ? The SEC has disseminated a circular to all asset management companies today to update penalty procedures for unintentional or immaterial errors committed against customers
tax will be exempted for 10 years from registration of the fund to enable higher yield for investor and thus support more investment in the fund.?Infrastructure fund is a financing tool which will help
To accommodate the upcoming concentration of initial public offering (IPO) applications since the tax incentive for newly listed companies will be ended this year, the SEC has closely coordinated