(Chinese wall). By at least set out measure to protect the access to inside information of units and personnel who has an opportunity to access the inside information regarding securities issuers; (4) clear
inside information regarding securities issuers; (4) clear scope of work, duties and responsibility of executives and units. Clause 4/1.8 A securities company shall have independent director of at least
other related agencies has been passed sufficiently, or (2) the Committee has already set clear and sufficient guidelines for considering cases with similar facts to the case under consideration. Chapter
คอมพิวเตอร์ไม่ให้มีข้อมูล ส าคัญปรากิในขณะที่ไม่ได้ใช้งาน (clear screen) การ log-off จากระบบเมื่อใช้งาน เสร็จสิ น และการก าหนดรหัสผ่าน เป็นต้น พร้อมทั งจัดให้มีการซักซ้อมและ สร้างความตระหนักรู้แก่พนักงานเพื่อ
applicant shall be responsible, as appropriate, for accommodation and travelling expenses incurred from such visit. In this regard, clear criteria may be established by the SEC Office. Paragraph 2 shall not
Standard and Certification Scheme is an easy-to-use screening tool that provides a clear signal to investors and intermediaries on the climate integrity of Certified Climate Bonds. A key part of the Standard
’), with a view to decarbonising the business and value chain to help limit average global mean temperature increases to 1.5 degrees Celsius above pre-industrial levels. Scientists have made a clear and
least set out measure to protect the access to inside information of units and personnel who has an opportunity to access the inside information regarding securities issuers; (4) clear scope of work
risks and opportunities 2. Clear and understandable: presented in a manner that aids understanding (providing context, limitation and management’s thinking) 3. Reliable, verifiable, and objective 4
assurance that their personnel in each level are competent and capable of performing quality engagements. The firms therefore should establish clear policies and procedures for monitoring and processing the