engagement in occupations will be abolished or revised to lessen burdens on people. By doing so, methods used must be done with speed, transparency and low costs with participation of all related parties.
clients? best interest and prevent being used as an instrument for other persons? benefits.
? securities to another account as a surety, and allowing another investor contact to use her client?s account for securities trading of another client who had used up the full credit line; 3. Choomvit
expedited the process of verifying suspicious scam reports and promptly notify relevant authorities to shut down fraudulent contents or channels used for investment scams. Under this initiative, the SEC has
meeting on June 11, 2007 regarding the company?s merger plan with Muang Thai Insurance Co., Ltd. and the payment of special dividends to PHA shareholders in the amount of 50 baht per share. He then used
SEC Secretary-General Ruenvadee Suwanmongkol said: “Nowadays, digital assets are used for fundraising and trading. Also, Blockchain innovation and Distributed Ledger Technology (DLT) are applied to
irregular trading was done through five trading accounts by Shine, in his position as marketing manager, who used trader ID of Nattada and Sarunya, marketing officers under his supervision, to send trading
under the concept of regulatory reform that SEC had used to revise multiple regulations.However, in regards of the draft regulations, SEC also held a meeting with relevant sectors, accumulated concerns