. 2. The Company has certain financial support to CAZ as the guarantor with the financial institution, which is the requirement for credit facility support. Currently, there is negotiation for unload
making trading orders for clients; (4) purchase for its own proprietary portfolio in compliance with the requirement of purchase of shares in the Stock Exchange for delivering to subscribers who are
with the requirement of purchase of shares in the Stock Exchange for delivering to subscribers who are allocated overallotment shares or returning to lenders under the Notification of the Capital Market
own proprietary portfolio resulted from an error in making trading orders for clients; (4) purchase for its own proprietary portfolio in compliance with the requirement of purchase of shares in the
ออกตรำสำรไม่สำมำรถปฏิบัติตำมอัตรำส่วนเงินกองทนุขัน้ต่ ำ (minimum capital requirement) และเงินกองทุนส่วนเพิ่ม (capital buffer) ได ้ 21. ควำมเสี่ยงทั่วไป ให้ระบุควำมเสี่ยงทั่วไปที่เกี่ยวขอ้งกับกำรเสนอขำย
resulted from an error in making trading orders for clients; (4) a purchase for its own proprietary portfolio in compliance with the requirement of purchase of shares in the Stock Exchange for delivering to
purchase for its own proprietary portfolio in compliance with the requirement of purchase of shares in the Stock Exchange for delivering to subscribers who is allocated over-allotment shares or returning to
and the person to be responsible for damage of clients’ assets as well as a requirement of the agent’s compliance with this Notification. The securities company shall inform its client of the
clients’ assets as well as a requirement of the agent’s compliance with this Notification. The securities company shall inform its client of the appointment of an agent to undertake custody of clients