of derivatives trading of each customer in writing, whether in Thai or English, and either in the form of documented information or electronic information. Clause 7. Derivatives broker shall keep the
of such client, the securities company shall record the name of the third party who is the owner of the assets in the client’s asset account as well. Clause 13 A securities company shall keep accurate
third party who is the owner of the assets in the client’s asset account as well. Clause 13 A securities company shall keep accurate, complete and updated records of assets of clients. In case of making
third party who is the owner of the assets in the client’s asset account as well. Clause 13 A securities company shall keep accurate, complete and updated records of assets of clients. In case of making
country. Furthermore, the profit improvement is due to how the company has managed the products more efficiently after expanding of warehouse as well as brand recognition marketing keep more stability on
Company; • All employees are required to wear a surgical mask at all times when in public areas; • Encourage employees to regularly wash their hands with water or alcohol and keep social distance; • The
highly volatile, the securities clearing house may require margin more than once a day; (3) appropriate review of the validation of the model and parameter to keep them up-to-date at least once a year; (4
investigative expenses. Regarding auditor oversight, the SEC will keep the record of the misconduct of Warot, Jeeranan and Jeeraporn for 10 years for future consideration if the three offenders apply for approval
across several areas, including fraud and scams. We are making sure we educate our community on how to identify and report this type of harmful content through consumer education campaigns to keep people
in Thai or English, and either in the form of documented information or electronic information. Clause 7. Derivatives broker shall keep the evidence relating to derivatives trading under the following